Chun Lai Wu
胡俊禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Lai Wu (胡俊禮), a licensed former licensee with CE reference AUW915. This person has 3.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-13 | 2019-06-06 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-26 | 2019-06-06 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-26 | 2019-06-06 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-03 | 2014-07-07 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-03 | 2014-07-07 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-10-03 | 2014-07-07 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-03-19 | 2011-08-31 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2010-03-19 | 2011-08-31 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2010-03-19 | 2011-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Lai Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.