Arnold Koon Wai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arnold Koon Wai Chan (陳冠偉), a licensed Representative with CE reference AUW122. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-20 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-20 | present |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 9 - Asset management | 2010-04-08 | 2017-09-08 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Arnold Koon Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.