Keiren Charles
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keiren Charles, a licensed Responsible Officer with CE reference AUV598. Currently licensed at 1 firm(s): Charles-Lim Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 16.3 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles-Lim Capital Limited | RO | Type 9 - Asset management | 2010-03-31 | present |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Keiren Charles during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shueh Yung Lim | Charles-Lim Capital Limited | 2010–present |
| Phoebe Yuen Ting Tse | Charles-Lim Capital Limited | 2015–present |
| Licong Li | Charles-Lim Capital Limited | 2016–present |
| Ching Ni Tsoi | Charles-Lim Capital Limited | 2020–present |
| Wing Kit Wong | Charles-Lim Capital Limited | 2020–present |
| Shiu Lun Yip | Charles-Lim Capital Limited | 2015–2020 |
| Andrew John Orchard | Charles-Lim Capital Limited | 2019–2023 |
| Yi Wang Ivan Lau | Charles-Lim Capital Limited | 2017–2021 |
| Ka Man Yip | Charles-Lim Capital Limited | 2013–2015 |
| Lixiao Wang | Charles-Lim Capital Limited | 2014–2015 |
| Rui Wang | Charles-Lim Capital Limited | 2015–2016 |