Guillaume Serge Charles Cunnington
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guillaume Serge Charles Cunnington, a licensed former licensee with CE reference AUP691. This person has 10.2 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Market Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2021-10-26 | 2022-03-11 |
| Market Securities (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2021-10-26 | 2022-03-11 |
| Market Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-07-06 | 2021-10-26 |
| Market Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2021-07-06 | 2021-10-26 |
| Qantex Capital Markets Limited | RO | Type 1 - Dealing in securities | 2020-01-31 | 2020-12-10 |
| Qantex Capital Markets Limited | Rep | Type 1 - Dealing in securities | 2018-08-07 | 2020-01-31 |
| Qantex Capital Markets Limited | Rep | Type 2 - Dealing in futures contracts | 2018-08-07 | 2020-12-10 |
| Qantex Capital Markets Limited | RO | Type 1 - Dealing in securities | 2018-02-15 | 2018-08-07 |
| Qantex Capital Markets Limited | RO | Type 2 - Dealing in futures contracts | 2018-02-15 | 2018-08-07 |
| Qantex Capital Markets Limited | Rep | Type 1 - Dealing in securities | 2018-01-02 | 2018-02-15 |
| Qantex Capital Markets Limited | Rep | Type 2 - Dealing in futures contracts | 2018-01-02 | 2018-02-15 |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-06 | 2017-12-09 |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-06-06 | 2017-12-09 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-10 | 2016-06-06 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-10 | 2016-06-06 |
| Vantage Capital Markets HK Limited | RO | Type 1 - Dealing in securities | 2012-09-27 | 2015-07-31 |
| Vantage Capital Markets HK Limited | RO | Type 2 - Dealing in futures contracts | 2012-09-27 | 2015-07-31 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2012-07-09 | 2012-09-27 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2012-07-09 | 2012-09-27 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-13 | 2012-02-13 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-10-28 | 2012-02-13 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-14 | 2012-02-13 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-14 | 2011-10-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-01-25 | 2010-11-11 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-25 | 2010-11-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-01-25 | 2010-11-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Guillaume Serge Charles Cunnington during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.