Yan Jenny Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Jenny Lin, a licensed former licensee with CE reference AUI064. This person has 3.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-27 | 2015-07-06 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-12-27 | 2015-07-06 |
| Chanceton Capital Partners Limited 川盟融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-19 | 2012-12-03 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-22 | 2011-08-20 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-03 | 2010-12-15 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-12 | 2010-07-12 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-12 | 2010-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Jenny Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.