Peter Fang
方宗鼎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Fang (方宗鼎), a licensed former licensee with CE reference AUD627. This person has 0.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-06-01 | 2010-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-06-01 | 2010-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-06-01 | 2010-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-06-01 | 2010-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-06-01 | 2010-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-06-01 | 2010-09-28 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-12 | 2010-05-21 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-12 | 2010-05-21 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-11-12 | 2010-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Fang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.