Wai Shan Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shan Wong (黃偉山), a licensed Responsible Officer with CE reference AUA951. Currently licensed at 1 firm(s): Esperanza Fintech (Securities) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 4 - Advising on securities | 2026-05-11 | present |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 9 - Asset management | 2026-05-11 | present |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-25 | 2026-05-11 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
Rep | Type 9 - Asset management | 2026-03-25 | 2026-05-11 |
| Victoria International Asset Management Limited | Rep | Type 4 - Advising on securities | 2025-03-06 | 2026-03-23 |
| Victoria International Asset Management Limited | Rep | Type 9 - Asset management | 2025-03-06 | 2026-03-23 |
| Alpha Asset Management (HK) Limited 首盛資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-03 | 2025-01-22 |
| Alpha Asset Management (HK) Limited 首盛資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-05-03 | 2025-01-22 |
| FBG Global Assets Limited | Rep | Type 4 - Advising on securities | 2023-12-20 | 2024-04-16 |
| FBG Global Assets Limited | Rep | Type 9 - Asset management | 2023-12-20 | 2024-04-16 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
RO | Type 9 - Asset management | 2022-07-27 | 2023-10-31 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-06-07 | 2022-07-27 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
RO | Type 9 - Asset management | 2021-08-19 | 2021-11-15 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-27 | 2021-08-19 |
| GFH Ace Asset Management (HK) Company Limited 廣金美好(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2020-07-17 | 2021-05-20 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-09 | 2019-12-02 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-02 | 2016-12-03 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-06-02 | 2016-12-03 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-15 | 2012-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Shan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.