King Lok Kwong
鄺境樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Lok Kwong (鄺境樂), a licensed former licensee with CE reference ATM472. This person has 14.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dewei Capital Limited 得威资本有限公司 |
RO | Type 4 - Advising on securities | 2025-04-15 | 2026-04-30 |
| Dewei Capital Limited 得威资本有限公司 |
RO | Type 9 - Asset management | 2025-04-15 | 2026-04-30 |
| Marco Polo Pure Asset Management Limited | RO | Type 4 - Advising on securities | 2022-03-14 | 2024-12-13 |
| Marco Polo Pure Asset Management Limited | RO | Type 9 - Asset management | 2022-03-14 | 2024-12-13 |
| Marco Polo Pure Asset Management Limited | Rep | Type 4 - Advising on securities | 2017-11-01 | 2022-03-14 |
| Marco Polo Pure Asset Management Limited | Rep | Type 9 - Asset management | 2017-11-01 | 2022-03-14 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-29 | 2017-06-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-29 | 2017-06-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-29 | 2017-06-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-06-29 | 2014-08-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-10 | 2011-10-08 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-10 | 2011-10-08 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-13 | 2010-09-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-04 | 2009-09-12 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-04 | 2009-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Lok Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.