Sergio Takeo Morita
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sergio Takeo Morita, a licensed former licensee with CE reference ATL817. This person has 7.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | Rep | Type 1 - Dealing in securities | 2020-11-23 | 2023-04-12 |
| Peak Capital Limited | Rep | Type 4 - Advising on securities | 2020-11-23 | 2023-04-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-20 | 2019-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-06-20 | 2019-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-03 | 2018-06-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-03 | 2018-06-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-04-02 | 2014-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-04-02 | 2014-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2012-04-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-07-29 | 2012-04-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-07-29 | 2010-08-20 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Sergio Takeo Morita during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Simon John Cox | Peak Capital Limited | 2020–2022 |
| Patrick Francis J. Brothers | Peak Capital Limited | 2020–2023 |
| Katherine Miu Shan Ko | Peak Capital Limited | 2020–2023 |
| Simon Powell | Peak Capital Limited | 2020–2023 |
| Paul Henry Smith | Peak Capital Limited | 2020–2023 |
| Mark Ashley Hibbs | Peak Capital Limited | 2020–2022 |
| David King Tong Kwan | Peak Capital Limited | 2020–2021 |
| John Palmer Holmes | Peak Capital Limited | 2022 |
| Arnold Tin Po Wong | Peak Capital Limited | 2022–2023 |
| Mary Charlotte McBain | Peak Capital Limited | 2022–2023 |
| Ray Yun Man Chan | Peak Capital Limited | 2022 |
| Henry Joseph Li | Peak Capital Limited | 2022 |
| Rico Sze Man Ma | Peak Capital Limited | 2022 |