Qiong Wu

吳琼
CE No. ASZ115 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiong Wu (吳琼), a licensed Responsible Officer with CE reference ASZ115. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 4 - Advising on securities. This person has 17.5 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
BOCI Securities Limited
中銀國際證券有限公司		 RO Type 4 - Advising on securities 2017-03-27 present
BOCI Research Limited
中銀國際研究有限公司		 RO Type 4 - Advising on securities 2017-03-27 2026-11-05
BOCI Research Limited
中銀國際研究有限公司		 Rep Type 4 - Advising on securities 2009-10-15 2017-03-27
BOCI Securities Limited
中銀國際證券有限公司		 Rep Type 4 - Advising on securities 2009-05-20 2017-03-27

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