Katie Chee Lai Wan
溫子麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katie Chee Lai Wan (溫子麗), a licensed former licensee with CE reference ASX211. This person has 5.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-20 | 2015-07-01 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-02 | 2015-07-01 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-17 | 2010-11-20 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-07 | 2009-12-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Katie Chee Lai Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.