David John Welch Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John Welch Jr, a licensed former licensee with CE reference ASW658. This person has 6.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-05 | 2016-09-01 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-05 | 2016-09-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-06 | 2016-02-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-05 | 2014-03-06 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-16 | 2012-11-14 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-30 | 2010-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David John Welch Jr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.