Kai Man Peter Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Man Peter Lau (劉啟文), a licensed Representative with CE reference ASS696. Currently licensed at 1 firm(s): Asset Management Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-10 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-10 | present |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-23 | 2011-06-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-08 | 2014-09-01 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-05 | 2014-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Man Peter Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.