Mari Sasao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mari Sasao, a licensed former licensee with CE reference ASP228. This person has 4.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-07 | 2013-06-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-07 | 2013-06-01 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-20 | 2009-04-24 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-20 | 2009-04-24 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Mari Sasao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.