Sophia Widjaja

CE No. ASO710 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Widjaja, a licensed former licensee with CE reference ASO710. This person has 7.5 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Ares Management Asia (Hong Kong) Limited
艾瑞思管理亞洲(香港)有限公司
Rep Type 1 - Dealing in securities 2022-04-07 2026-04-20
Ares Management Asia (Hong Kong) Limited
艾瑞思管理亞洲(香港)有限公司
Rep Type 4 - Advising on securities 2022-04-07 2026-04-20
Ares Management Asia (Hong Kong) Limited
艾瑞思管理亞洲(香港)有限公司
Rep Type 9 - Asset management 2022-04-07 2026-04-20
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2020-08-27 2022-02-08
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 2 - Dealing in futures contracts 2020-08-27 2022-02-08
D. E. Shaw & Co. (Asia Pacific) Limited
德劭(亞太)有限公司
Rep Type 9 - Asset management 2009-04-01 2011-03-25

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