Hao Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Yan (閆浩), a licensed Responsible Officer with CE reference ASH980. Currently licensed at 1 firm(s): DFX Labs Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services; Type 101 - Operating a virtual asset trading platform. This person has 1.4 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DFX Labs Company Limited | RO | Type 1 - Dealing in securities | 2025-10-06 | present |
| DFX Labs Company Limited | RO | Type 7 - Providing automated trading services | 2025-10-06 | present |
| DFX Labs Company Limited | RO | Type 101 - Operating a virtual asset trading platform | 2025-10-06 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-20 | 2009-05-01 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Hao Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Haizhou Huang | DFX Labs Company Limited | 2025–present |
| David Ming Chun Hui | DFX Labs Company Limited | 2025–present |
| Kening Ye | DFX Labs Company Limited | 2025–present |
| Liming Zhao | DFX Labs Company Limited | 2025–present |
| Haiyan Mi | DFX Labs Company Limited | 2026–present |
| Zhang Zhou | DFX Labs Company Limited | 2025 |