Adrianne Jia Yan Yu
余家延
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrianne Jia Yan Yu (余家延), a licensed former licensee with CE reference ARQ478. This person has 11.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-28 | 2021-08-31 |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 9 - Asset management | 2017-04-28 | 2021-08-31 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2011-07-25 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2011-07-25 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2011-07-25 | 2017-04-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-14 | 2011-01-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-14 | 2011-01-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-28 | 2010-02-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-28 | 2010-02-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-28 | 2010-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adrianne Jia Yan Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.