Stanley Ka Lok Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Ka Lok Kwok (郭家洛), a licensed Responsible Officer with CE reference ARL159. Currently licensed at 1 firm(s): ICBC International Fund Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-22 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-22 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 - Asset management | 2023-12-22 | present |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-03 | 2024-10-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-03 | 2024-10-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-03 | 2024-10-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-06 | 2019-06-03 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-06 | 2019-06-03 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-11 | 2019-06-03 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-03-14 | 2018-10-02 |
| NewSmith Capital Partners (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-09-10 | 2008-10-31 |
| NewSmith Capital Partners (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-09-10 | 2008-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stanley Ka Lok Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.