Regina Alexandra Liu
廖卓慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Regina Alexandra Liu (廖卓慧), a licensed Representative with CE reference ARL101. Currently licensed at 2 firm(s): JPMorgan Asset Management (Asia Pacific) Limited, JPMorgan Funds (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-02-24 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2010-02-24 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-30 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-24 | 2023-02-01 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2010-02-24 | 2023-02-01 |