Yuzhe Chen
陳宇哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuzhe Chen (陳宇哲), a licensed former licensee with CE reference ARJ839. This person has 2.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-03 | 2011-07-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-03 | 2011-07-28 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-12-10 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-11-20 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2009-11-20 | 2010-07-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-24 | 2009-09-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-24 | 2009-09-26 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-01 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-01 | 2008-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuzhe Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.