William Francis Shanley III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Francis Shanley III, a licensed Responsible Officer with CE reference ARJ514. Currently licensed at 1 firm(s): Fidelity Management & Research (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.9 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2016-04-13 | present |
| Fidelity Management & Research (Hong Kong) Limited | RO | Type 9 - Asset management | 2016-04-13 | present |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-09-04 | 2016-04-13 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2008-09-04 | 2013-12-19 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-09-04 | 2016-04-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Francis Shanley III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.