Chak Ming Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Ming Liu (廖澤銘), a licensed Representative with CE reference ARI016. Currently licensed at 1 firm(s): Taikang Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-27 | present |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-07-30 | present |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-28 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-13 | 2019-05-31 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-13 | 2019-05-31 |
| SC Lowy Financial (HK) Limited | Rep | Type 1 - Dealing in securities | 2014-04-25 | 2016-04-18 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-31 | 2014-04-07 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-09 | 2014-04-07 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-07-14 | 2014-04-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chak Ming Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.