Iki Pak Yu Lau
劉柏妤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iki Pak Yu Lau (劉柏妤), a licensed former licensee with CE reference AQY422. This person has 6.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-07 | 2015-09-06 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-28 | 2015-09-06 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-06 | 2015-09-06 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-22 | 2012-02-27 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-22 | 2012-02-27 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-30 | 2009-11-23 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-08 | 2009-11-23 |
| CTW Securities Limited 卓越證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-16 | 2009-09-18 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2009-02-12 | 2009-04-20 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2009-02-12 | 2009-04-20 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-30 | 2008-12-29 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-30 | 2008-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Iki Pak Yu Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.