Jeremy James Warren Cunningham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy James Warren Cunningham, a licensed Representative with CE reference AQS229. Currently licensed at 1 firm(s): Capital International, Inc.. Active regulated activities: Type 1 - Dealing in securities. This person has 10.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. | Rep | Type 1 - Dealing in securities | 2017-08-21 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-11-26 | 2011-08-09 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-06-15 | 2009-06-17 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-11-18 | 2008-11-21 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-03-28 | 2008-04-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jeremy James Warren Cunningham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.