Fai Lian
連暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fai Lian (連暉), a licensed former licensee with CE reference AQS186. This person has 4.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-06 | 2013-12-18 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-06 | 2013-12-18 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-03 | 2013-03-27 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-03 | 2013-03-27 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-20 | 2012-04-01 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-18 | 2009-02-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fai Lian during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.