Kai Kaufmann

CE No. AQQ336 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Kaufmann, a licensed former licensee with CE reference AQQ336. This person has 14.2 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 - Dealing in securities 2019-10-18 2022-08-12
Deutsche Securities Asia Limited
德意志證券亞洲有限公司		 Rep Type 1 - Dealing in securities 2008-03-10 2019-08-12

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