Thomas James Taw
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas James Taw, a licensed Representative with CE reference AQJ868. Currently licensed at 1 firm(s): FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-02 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-02 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-11 | 2025-06-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-11 | 2025-06-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2015-02-11 | 2015-09-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 - Providing automated trading services | 2013-07-25 | 2014-10-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-27 | 2014-10-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-31 | 2012-02-09 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-31 | 2012-02-09 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-01-31 | 2012-02-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas James Taw during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.