Darren Tan

CE No. AQH372 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darren Tan, a licensed former licensee with CE reference AQH372. This person has 7.4 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
PAMA Group (Hong Kong) Limited
寶銘集團有限公司
RO Type 4 - Advising on securities 2008-11-19 2015-09-01
EMP-Daiwa Capital Asia Limited RO Type 4 - Advising on securities 2008-11-19 2010-08-31
PAMA Group (Hong Kong) Limited
寶銘集團有限公司
RO Type 4 - Advising on securities 2008-05-26 2008-10-15
EMP-Daiwa Capital Asia Limited RO Type 4 - Advising on securities 2008-03-06 2008-10-15

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Darren Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Ming Yee Ho PAMA Group (Hong Kong) Limited 2008–2015
Victor Chi Wai Fung PAMA Group (Hong Kong) Limited 2010–2015
Shuk Man Charmaine Lo EMP-Daiwa Capital Asia Limited 2008–2010
Tony Wing Ming Tsang PAMA Group (Hong Kong) Limited 2010–2011
Tomoaki Nakagawa EMP-Daiwa Capital Asia Limited 2008
Monica Man Ling Tsui EMP-Daiwa Capital Asia Limited 2008
Akihito Hirai EMP-Daiwa Capital Asia Limited 2008

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