Nelson Ho-Wing Lee
李浩榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Ho-Wing Lee (李浩榮), a licensed former licensee with CE reference AQG922. This person has 13.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-03 | 2022-03-31 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-06-14 | 2022-03-31 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-29 | 2018-10-03 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-29 | 2016-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-14 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-14 | 2016-01-21 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-31 | 2011-01-21 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-31 | 2011-01-21 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2008-05-28 | 2010-12-30 |
| MUSHK Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-28 | 2010-12-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-09 | 2008-05-24 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-01-09 | 2008-05-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nelson Ho-Wing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.