Daniel Anthony la Rocca Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Anthony la Rocca Jr, a licensed former licensee with CE reference AQG793. This person has 14.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | RO | Type 9 - Asset management | 2023-10-12 | 2024-03-01 |
| Segantii Capital Management Limited | Rep | Type 9 - Asset management | 2022-12-16 | 2023-10-12 |
| Evo Capital Management Asia Limited | Rep | Type 9 - Asset management | 2022-06-14 | 2022-10-25 |
| Segantii Capital Management Limited | RO | Type 9 - Asset management | 2019-01-14 | 2021-09-30 |
| Segantii Capital Management Limited | Rep | Type 9 - Asset management | 2013-11-06 | 2019-01-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-02 | 2013-10-22 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-10 | 2013-08-16 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-17 | 2011-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Anthony la Rocca Jr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.