Ho Ki Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ki Au (歐浩基), a licensed Responsible Officer with CE reference AQG675. Currently licensed at 1 firm(s): Sunhigh Financial Holdings Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 9 - Asset management | 2024-01-18 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-23 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 4 - Advising on securities | 2023-05-23 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-03 | 2023-05-23 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-03 | 2023-05-23 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 9 - Asset management | 2022-03-23 | 2024-01-18 |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 9 - Asset management | 2021-06-03 | 2022-02-28 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-25 | 2021-03-25 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-25 | 2021-03-25 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-22 | 2016-10-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-18 | 2016-10-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-20 | 2013-09-28 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-14 | 2009-03-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Ki Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.