Yu Wang

王彧
CE No. APZ458 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wang (王彧), a licensed Responsible Officer with CE reference APZ458. Currently licensed at 1 firm(s): Pryme Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.8 years of SFC licence history. Total licence records on file: 35.

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Licence history

FirmRoleRegulated activityFromTo
Pryme Capital Limited
啟元資本有限公司
RO Type 4 - Advising on securities 2026-02-03 present
Pryme Capital Limited
啟元資本有限公司
RO Type 9 - Asset management 2026-02-03 present
Pryme Capital Limited
啟元資本有限公司
Rep Type 4 - Advising on securities 2026-01-27 2026-02-03
Pryme Capital Limited
啟元資本有限公司
Rep Type 9 - Asset management 2026-01-27 2026-02-03
AFT HK Treasury Limited
RO Type 1 - Dealing in securities 2025-10-20 2026-01-26
AFT HK Treasury Limited
RO Type 4 - Advising on securities 2025-10-20 2026-01-26
AFT HK Treasury Limited
RO Type 9 - Asset management 2025-10-20 2026-01-26
CSII Capital Limited
川國投資本有限公司
RO Type 4 - Advising on securities 2020-10-05 2023-01-13
CSII Capital Limited
川國投資本有限公司
RO Type 9 - Asset management 2020-10-05 2023-01-13
Bright Fund Management Limited
光明投資管理有限公司
RO Type 1 - Dealing in securities 2017-10-25 2020-02-03
Bright Fund Management Limited
光明投資管理有限公司
RO Type 4 - Advising on securities 2017-10-25 2020-02-03
Bright Fund Management Limited
光明投資管理有限公司
RO Type 9 - Asset management 2017-10-25 2020-02-03
China Everbright Securities Asset Management Limited
中國光大證券資產管理有限公司
RO Type 1 - Dealing in securities 2017-04-20 2020-02-03
China Everbright Securities Asset Management Limited
中國光大證券資產管理有限公司
RO Type 4 - Advising on securities 2017-04-20 2020-02-03
China Everbright Securities Asset Management Limited
中國光大證券資產管理有限公司
RO Type 9 - Asset management 2017-04-20 2020-02-03
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
RO Type 1 - Dealing in securities 2016-12-19 2020-02-03
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
RO Type 4 - Advising on securities 2016-12-19 2020-02-03
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
RO Type 9 - Asset management 2016-12-19 2020-02-03
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 1 - Dealing in securities 2016-10-24 2016-12-19
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 4 - Advising on securities 2016-10-24 2016-12-19
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 9 - Asset management 2016-10-24 2016-12-19
KVB Kunlun Securities (HK) Limited
昆侖國際證券(香港)有限公司
RO Type 1 - Dealing in securities 2015-05-15 2016-08-01
KVB Kunlun Asset Management (HK) Limited
昆侖國際資產管理(香港)有限公司
RO Type 4 - Advising on securities 2015-05-15 2016-08-01
KVB Kunlun Asset Management (HK) Limited
昆侖國際資產管理(香港)有限公司
RO Type 9 - Asset management 2015-05-15 2016-08-01
KVB Kunlun Securities (HK) Limited
昆侖國際證券(香港)有限公司
Rep Type 1 - Dealing in securities 2015-03-30 2015-05-15
KVB Kunlun Asset Management (HK) Limited
昆侖國際資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2015-03-30 2015-05-15
KVB Kunlun Asset Management (HK) Limited
昆侖國際資產管理(香港)有限公司
Rep Type 9 - Asset management 2015-03-30 2015-05-15
QMIS Securities Limited
華亞證券有限公司
RO Type 1 - Dealing in securities 2014-08-06 2015-03-13
QMIS Asset Management Limited
華亞資產管理有限公司
RO Type 4 - Advising on securities 2014-08-06 2015-03-13
QMIS Asset Management Limited
華亞資產管理有限公司
RO Type 9 - Asset management 2014-08-06 2015-03-13
QMIS Securities Limited
華亞證券有限公司
Rep Type 1 - Dealing in securities 2013-07-24 2014-08-06
QMIS Asset Management Limited
華亞資產管理有限公司
Rep Type 9 - Asset management 2013-07-24 2014-08-06
Get Nice Securities Limited
結好證券有限公司
Rep Type 6 - Advising on corporate finance 2009-02-06 2013-07-12
Get Nice Securities Limited
結好證券有限公司
Rep Type 9 - Asset management 2009-02-06 2013-07-12
Get Nice Securities Limited
結好證券有限公司
Rep Type 1 - Dealing in securities 2007-12-03 2013-07-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wentao Tan CSII Capital Limited 2020–2023
Sai Tong Ng Bright Fund Management Limited 2017–2020
Yiu Ting Lam Bright Fund Management Limited 2017–2020
Zhenxian Guo China Everbright Securities Asset Management Limited 2018–2020
Hsiao-Wen Lu QMIS Asset Management Limited 2013–2015
Wai Ho Cheng Get Nice Securities Limited 2007–2013
Larry Hon Sau Ng Get Nice Securities Limited 2007–2013
Frankie Kin Wai Shum Get Nice Securities Limited 2007–2013
Jaime Leung Chan Get Nice Securities Limited 2007–2013
Kong Ngai Chan Get Nice Securities Limited 2007–2013
Yea Fun Cheung Get Nice Securities Limited 2007–2013
Anita Wai Ka Ching Get Nice Securities Limited 2007–2013
Chuen Ho Chow Get Nice Securities Limited 2007–2013
Wai Wah Chum Get Nice Securities Limited 2007–2013
Tip Tip Lau Get Nice Securities Limited 2007–2013
Wai Yu Ng Get Nice Securities Limited 2007–2013
Tak Fai Chan Get Nice Securities Limited 2007–2013
Andys Yuk Sing Chan Get Nice Securities Limited 2007–2013
Shui Sum Cheng Get Nice Securities Limited 2007–2013
Wang Kwan Chu Get Nice Securities Limited 2007–2013

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