Sai Man Lui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Man Lui (呂世文), a licensed Responsible Officer with CE reference APY610. Currently licensed at 1 firm(s): Yaw Kai Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-22 | present |
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
RO | Type 4 - Advising on securities | 2026-05-22 | present |
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
RO | Type 9 - Asset management | 2026-05-22 | present |
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
Rep | Type 9 - Asset management | 2020-12-01 | 2026-05-22 |
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-23 | 2026-05-22 |
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-23 | 2026-05-22 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-21 | 2010-01-31 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-21 | 2010-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Man Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.