Tin Lok Ng
吳天樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Lok Ng (吳天樂), a licensed former licensee with CE reference APY520. This person has 11.5 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-08 | 2021-07-25 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-04 | 2021-07-25 |
| FE Advisory Asia Limited 斐信顧問亞洲有限公司 |
RO | Type 4 - Advising on securities | 2015-03-31 | 2019-12-09 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-04 | 2014-06-30 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-04 | 2014-06-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2010-11-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-05 | 2010-11-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2007-11-05 | 2010-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tin Lok Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Simon King Sun Ho | FE Advisory Asia Limited | 2015–2019 |
| Ho Ming Horace Chan | FE Advisory Asia Limited | 2015–2019 |
| Yun Man Lai | BCT Financial Limited | 2011–2021 |
| Kit Sum Leung | BCT Financial Limited | 2011–2021 |
| Yiu Fai Lok | BCT Financial Limited | 2011–2021 |
| King Yue Shek | BCT Financial Limited | 2011–2021 |
| Hung Luk Sze | BCT Financial Limited | 2011–2021 |
| Cheuk Lan Chung | BCT Financial Limited | 2011–2021 |
| Hoi Lam Fung | BCT Financial Limited | 2011–2021 |
| Betsy Ka Shi Lau | BCT Financial Limited | 2011–2021 |
| Chak Man Li | BCT Financial Limited | 2011–2021 |
| Sammy Tat Yan Leung | BCT Financial Limited | 2011–2021 |
| Kwok Kit Ng | BCT Financial Limited | 2011–2021 |
| Lai Nga Ng | BCT Financial Limited | 2011–2021 |
| Victor Chak Pun Wong | BCT Financial Limited | 2011–2021 |
| Suet Ho Wong | BCT Financial Limited | 2011–2021 |
| Kan Wan Li | FE Advisory Asia Limited | 2015–2019 |
| Sing Fung Yip | BCT Financial Limited | 2011–2021 |
| Sze Ming Ma | BCT Financial Limited | 2012–2021 |
| Ka Po Wong | BCT Financial Limited | 2011–2020 |