James Walter Oberweis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Walter Oberweis, a licensed Responsible Officer with CE reference APW676. Currently licensed at 1 firm(s): Oberweis Asset Management (Hong Kong) Limited. Active regulated activities: Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oberweis Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2018-07-26 | present |
| Oberweis Asset Management (Asia) Limited | RO | Type 9 - Asset management | 2008-03-06 | 2013-04-30 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as James Walter Oberweis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.