Ming Li Chen
陳明莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Li Chen (陳明莉), a licensed Representative with CE reference APT080. Currently licensed at 1 firm(s): First Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 12.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-26 | present |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-23 | 2012-10-12 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-03-04 | 2012-06-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-12 | 2012-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Li Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.