Siu Man Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Man Wong (王筱雯), a licensed Responsible Officer with CE reference APR830. Currently licensed at 1 firm(s): Winwin Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.1 years of SFC licence history. Total licence records on file: 21.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 4 - Advising on securities | 2024-08-21 | present |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 9 - Asset management | 2024-08-21 | present |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-19 | present |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-28 | 2021-06-01 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 4 - Advising on securities | 2021-04-28 | 2021-06-01 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-09 | 2021-04-28 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-09 | 2021-04-28 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 9 - Asset management | 2020-03-25 | 2021-02-28 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-02-12 | 2021-02-28 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 4 - Advising on securities | 2020-02-12 | 2021-02-28 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-30 | 2020-02-12 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-30 | 2020-02-12 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-27 | 2019-11-30 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-05-27 | 2019-11-30 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-23 | 2019-05-27 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-23 | 2019-05-27 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-02 | 2019-05-15 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 - Advising on securities | 2018-03-02 | 2019-05-15 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-01 | 2018-03-02 |
| MoneyMore Securities Limited 萬利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-02 | 2018-01-17 |
| MoneyMore Securities Limited 萬利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-08 | 2009-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Man Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.