Jie Li
李捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Li (李捷), a licensed Representative with CE reference APO198. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 14.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-15 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-07-15 | present |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-03 | 2026-05-15 |
| UZen Securities Limited 眾宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-22 | 2024-11-15 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-12-22 | 2026-05-15 |
| RaffAello Capital Limited | Rep | Type 6 - Advising on corporate finance | 2023-03-09 | 2023-05-13 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-25 | 2020-03-10 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-25 | 2020-03-10 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-09 | 2018-04-19 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-06-09 | 2018-04-19 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-05 | 2015-05-26 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-14 | 2015-05-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-15 | 2008-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jie Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.