Alvin Tin Yam Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Tin Yam Wong (黃天任), a licensed Responsible Officer with CE reference APK149. Currently licensed at 1 firm(s): Rosun Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.0 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rosun Capital Limited 榮晟資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-19 | present |
| Rosun Capital Limited 榮晟資本有限公司 |
RO | Type 4 - Advising on securities | 2025-11-19 | present |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-12 | 2025-08-29 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-10-12 | 2025-08-29 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 4 - Advising on securities | 2022-10-12 | 2025-08-29 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-10-12 | 2025-08-29 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 9 - Asset management | 2022-10-12 | 2025-08-29 |
| Tiger Faith Securities Limited 駿達證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-19 | 2022-08-08 |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-07-19 | 2022-08-08 |
| Tiger Faith Securities Limited 駿達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-31 | 2022-07-19 |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-31 | 2022-07-19 |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-05-31 | 2022-08-08 |
| KuCoin Commodity Futures Limited | RO | Type 5 - Advising on futures contracts | 2021-08-12 | 2022-04-30 |
| KuCoin Asset Management Limited | Rep | Type 9 - Asset management | 2021-03-24 | 2022-04-30 |
| KuCoin HK Limited | RO | Type 4 - Advising on securities | 2021-03-24 | 2022-04-30 |
| KuCoin HK Limited | RO | Type 1 - Dealing in securities | 2020-04-17 | 2022-04-30 |
| KuCoin Commodity Futures Limited | RO | Type 2 - Dealing in futures contracts | 2020-04-17 | 2022-04-30 |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2020-03-19 | 2020-04-17 |
| Ever-Long Futures Limited 長雄期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-05-24 | 2020-03-13 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-10 | 2020-03-13 |
| Ever-Long Futures Limited 長雄期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-10 | 2019-05-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-01-09 | 2018-10-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-25 | 2018-10-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-25 | 2018-10-30 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-08 | 2017-07-18 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-08 | 2017-07-18 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-20 | 2015-06-24 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-20 | 2015-06-24 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-15 | 2015-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alvin Tin Yam Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.