Hau Man Chan
陳巧汶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Man Chan (陳巧汶), a licensed former licensee with CE reference APJ234. This person has 15.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STI Asset Management Limited | Rep | Type 1 - Dealing in securities | 2017-05-19 | 2023-01-31 |
| STI Asset Management Limited | Rep | Type 4 - Advising on securities | 2017-05-19 | 2023-01-31 |
| STI Asset Management Limited | Rep | Type 9 - Asset management | 2017-05-19 | 2023-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-08-02 | 2017-03-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-08-02 | 2017-03-17 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-09-01 | 2010-07-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-08-13 | 2010-07-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hau Man Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.