James Ting Kin Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ting Kin Lam (林廷堅), a licensed Responsible Officer with CE reference APG202. Currently licensed at 1 firm(s): Brianna Capital (Asia) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brianna Capital (Asia) Limited | RO | Type 4 - Advising on securities | 2026-01-28 | present |
| Brianna Capital (Asia) Limited | RO | Type 9 - Asset management | 2026-01-28 | present |
| Brianna Capital (Asia) Limited | Rep | Type 4 - Advising on securities | 2026-01-13 | 2026-01-28 |
| Brianna Capital (Asia) Limited | Rep | Type 9 - Asset management | 2026-01-13 | 2026-01-28 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
RO | Type 4 - Advising on securities | 2017-12-29 | 2025-12-01 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
RO | Type 9 - Asset management | 2017-12-29 | 2025-12-01 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
RO | Type 9 - Asset management | 2012-06-20 | 2017-04-20 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-11 | 2011-06-01 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-11 | 2011-06-01 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-04-11 | 2011-06-01 |
| Horizon Asset International (HK) Limited | Rep | Type 9 - Asset management | 2010-07-06 | 2010-09-15 |
| Longitude Asia Limited 瑞士經緯投資有限公司 |
Rep | Type 9 - Asset management | 2007-08-30 | 2008-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ting Kin Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.