Christopher Michael Adrian Gunns
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Michael Adrian Gunns, a licensed former licensee with CE reference APC679. This person has 4.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-12 | 2015-11-22 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-03-12 | 2015-11-22 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2010-02-17 | 2011-06-24 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2010-02-17 | 2011-06-24 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2010-02-17 | 2011-06-24 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-06-21 | 2008-11-14 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-06-21 | 2008-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Michael Adrian Gunns during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.