Cheng-Yung Yu
游正雍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng-Yung Yu (游正雍), a licensed former licensee with CE reference AOY614. This person has 8.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-08 | 2015-07-02 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 - Advising on securities | 2010-07-06 | 2014-12-31 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 - Asset management | 2010-07-06 | 2014-12-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-05-23 | 2010-05-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-05-23 | 2010-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheng-Yung Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.