Na Sun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Sun (孫娜), a licensed Responsible Officer with CE reference AOY607. Currently licensed at 1 firm(s): GF Securities (Hong Kong) Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2022-04-21 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2022-04-21 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-14 | 2022-04-21 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-20 | 2022-04-21 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-11-10 | 2022-01-27 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-11-10 | 2022-01-27 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-05 | 2017-11-10 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-06-05 | 2017-11-10 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-01-03 | 2017-04-18 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-02-01 | 2017-04-18 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-06-14 | 2015-10-13 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-12-20 | 2017-01-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-09 | 2012-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Na Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.