Shui Kuen Lam
林瑞娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Kuen Lam (林瑞娟), a licensed former licensee with CE reference AOW949. This person has 15.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-20 | 2022-04-30 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-09 | 2022-04-30 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Shui Kuen Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.