Donna Rose Ong Legaspi
王金美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donna Rose Ong Legaspi (王金美), a licensed former licensee with CE reference AOU143. This person has 4.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2011-09-01 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-21 | 2011-09-01 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-03 | 2010-02-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-27 | 2010-02-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-27 | 2010-02-27 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-11-27 | 2010-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-04-17 | 2008-11-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-04-17 | 2008-11-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Donna Rose Ong Legaspi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.