Johannes Yu Hang Au
歐宇恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johannes Yu Hang Au (歐宇恆), a licensed Representative with CE reference AOP023. Currently licensed at 1 firm(s): ABCI Securities Company Limited. Active regulated activities: Type 4 - Advising on securities. This person has 17.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-18 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-18 | 2012-12-10 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-27 | 2012-06-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-26 | 2008-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johannes Yu Hang Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.