Marcus David William Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marcus David William Thompson, a licensed Responsible Officer with CE reference AOL674. Currently licensed at 1 firm(s): Evercore Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 19.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evercore Asia Limited | RO | Type 4 - Advising on securities | 2018-08-17 | present |
| Evercore Asia Limited | RO | Type 1 - Dealing in securities | 2017-12-07 | present |
| Evercore Asia Limited | RO | Type 6 - Advising on corporate finance | 2011-09-02 | present |
| Lexicon Partners (Asia) Limited | RO | Type 6 - Advising on corporate finance | 2007-03-21 | 2012-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Marcus David William Thompson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.