Hui Zhao
趙滙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Zhao (趙滙), a licensed former licensee with CE reference AOG390. This person has 7.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-06-22 | 2015-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-22 | 2015-08-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-15 | 2010-06-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-15 | 2010-06-01 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2007-10-15 | 2010-06-01 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-27 | 2007-07-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-12-12 | 2007-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hui Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.