Shu Tat Chong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Tat Chong (莊樹達), a licensed Responsible Officer with CE reference AOC981. Currently licensed at 2 firm(s): Orient Futures (Hong Kong) Limited, Orient Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 18.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-03-07 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-30 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-05 | 2024-10-30 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-08 | 2024-06-26 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-08-08 | 2024-06-26 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-08 | 2024-06-26 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-06 | 2022-07-05 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-06 | 2022-07-05 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-06 | 2022-07-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-09 | 2019-07-24 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-06-20 | 2019-07-24 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-26 | 2019-07-24 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-12 | 2009-02-27 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-03 | 2007-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Tat Chong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.